We are seeking a diligent and experienced Compliance Officer to ensure our operations and business transactions follow all relevant legal and internal rules. The ideal candidate will be well-versed in legal guidelines and corporate governance best practices. They will ensure our company adheres to legal standards and in-house policies.

Key Responsibilities:

• Develop and oversee control systems to prevent or deal with violations of legal guidelines and internal policies.

• Evaluate the efficiency of controls and improve them continuously.

• Revise procedures, reports, etc., periodically to identify hidden risks or non-conformity issues.

• Draft, modify, and implement company policies.

• Collaborate with corporate counsels and HR departments to monitor enforcement of standards and regulations.

• Assess the business’s future ventures to identify possible compliance risks.

• Review the work of colleagues when necessary to identify compliance issues and provide advice or training.

• Keep abreast of regulatory developments within or outside of the company as well as evolving best practices in compliance control.

• Prepare reports for senior management and external regulatory bodies as appropriate.

Qualifications:

• Bachelor’s degree in law, business administration, finance, or a related field.

• Proven experience as a Compliance Officer or Compliance Manager.

• In-depth knowledge of the industry’s standards and regulations.

• Excellent knowledge of reporting procedures and record-keeping.

• A business acumen partnered with a dedication to legality.

• Methodical and diligent with outstanding planning abilities.

• An analytical mind able to “see” the complexities of procedures and regulations.

• Excellent communication skills.

• Certified Compliance & Ethics Professional (CCEP) or similar certification is a plus.

Experience:

• Minimum 5 years of experience in a compliance role, preferably within the financial services industry.

• Experience in working within GIFT City or similar financial centers is highly desirable.

Skills:

• Strong understanding of regulatory requirements and compliance practices.

• Ability to work independently and as part of a team.

• Proficient in MS Office and compliance management software.

• Strong analytical and problem-solving skills.

• High ethical standards and integrity.

Working Conditions:

• This is a full-time position based in GIFT City.

• Occasional travel may be required for compliance training and regulatory meetings.

HDFC securities

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