Job Description
Are you a seasoned financial planning professional with a passion for providing tailored financial advice? Do you have experience managing/developing a team? Our client is a growing financial planning firm with offices across the UK. They are seeking a dynamic Regional Director to enhance, develop, and grow a small team of Advisers in the Leeds region, along with giving advice to a book of HNW individuals. The firm offers independent advice and is looking for an experienced Adviser, who has a proven track record of generating and developing clients and fellow Advisers.
Responsibilities
- Implementing policies and strategies required to deliver the company's business objectives.
- Ensuring a clear understanding and the implementation of the Consumer Duty.
- Working with the Head of Compliance and other members of the SMT.
- Budgeting and forecasting.
- Performing appraisals with direct reports.
- Maintaining strong client relationships and working with the Adviser team to develop opportunities and new client leads.
- Providing financial advice.
The successful candidate is likely to be level 6 qualified in Financial Planning, or a Chartered Financial Planner from the Chartered Insurance Institute (CII). It's preferable that applicants hold Competent Adviser Status (CAS) and SPS credentials. In addition, a proven track record of managing and developing a team of Financial Advisers is a plus.
#J-18808-Ljbffr