Regiment Securities

A Boutique investment Banking & Advisory Firm

Regiment Securities provides investment banking and advisory services to the lower and middle market, as well as to family offices and founder-led businesses. As an independent investment bank, we leverage our wide network and expertise in alternative investments to execute on client assignments. 

Our Investment Banking Services

Capital Markets Advisory

• Regiment Securities advises clients on the capital formation process and on how to most efficiently access capital markets. Regiment is adept at structuring and soliciting capital from a wide variety of sources including private capital firms, venture capitalists, family offices, financial institutions and other institutional investors.

Strategic Advisory

• We provide independent advice to clients on mergers, acquisitions, divestitures, restructurings, joint ventures, governance, commercial development and special assignments. Our experienced team of investment bankers is capable of advising corporations and business owners on complex and pivotal transactions.
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Private Funds Group

• Regiment provides private fund advisory services to LPs and GPs across a wide range of alternative investment opportunities. For LPs, we assess capital activation needs, then bring best-in-class managers to strategically fulfill them. For GPs, we help coordinate all aspects of the fundraising process such as investor solicitation, road shows and collateral development.