About Navi
Navi is one of the fastest-growing financial services companies in India providing Personal & Home Loans, UPI, Insurance, Mutual Funds, and Gold. Navi's mission is to deliver digital-first financial products that are simple, accessible, and affordable. Drawing on our in-house AI/ML capabilities, technology, and product expertise, Navi is dedicated to building delightful customer experiences.
Founders: Sachin Bansal & Ankit Agarwal
Know what makes you a “Navi_ite” :
1.Perseverance, Passion and Commitment
• Passionate about Navi’s mission and vision
• Demonstrates dedication, perseverance and high ownership
• Goes above and beyond by taking on additional responsibilities
2.Obsession with high quality results
• Consistently creates value for the customers and stakeholders through high quality outcomes
• Ensuring excellence in all aspects of work
• Efficiently manages time, prioritizes tasks, and achieves higher standards
3.Resilience and Adaptability
• Adapts quickly to new roles, responsibilities, and changing circumstances, showing resilience and agility
Responsibilities
- Regulatory Monitoring: Stay updated on NBFC and RBI regulations and guidelines, ensuring that the company complies with all relevant laws.
- Policy Implementation: Assist in developing, implementing, and reviewing compliance policies and procedures.
- Documentation and Reporting: Maintain accurate compliance documentation and prepare regular reports for management and regulatory bodies.
- Training and Awareness: Support training programs for employees on compliance requirements and best practices.
- Risk Assessment: Assist in conducting compliance risk assessments and audits to identify areas for improvement.
- Investigations: Support investigations of compliance-related issues and prepare reports with findings and recommendations.
- Liaison with Regulators: Help coordinate communications with regulatory authorities and prepare necessary submissions.
- Communication and Stakeholder Management: Foster a culture of compliance through ongoing communication and awareness initiatives. Build and maintain strong relationships with key internal stakeholders to ensure alignment on compliance priorities and initiatives
Qualifications
- Advanced Degree preferred – Law, CA, CS, Law.
- Strong understanding of Compliance requirements and regulations.
- Exposure to requirements of multiple regulators viz. RBI would be desirable
- 2+ years post qualification experience in Banking & Financial Services industry in a Compliance or control or risk advisory related function. Prior experience in the mutual fund industry is helpful;
- Experience in managing regulatory inspections/ audits would be preferable;
- Strong analytical and problem solving skills and can thrive under pressure
- Good interpersonal skills and people management skills
- Exceptional communication (both written and verbal) skills