Leading boutique investment bank is seeking a new Senior Analyst to join their Treasury team. This is a key role within the Treasury Policy Team, with a focus on assessing regulatory requirements relating to capital, large exposures, leverage, funding, and liquidity. This is a high-profile role in the organisation and will involve participating in frequent detailed discussions with senior individuals within the business and across different departments.
Role Description
- Analysis and internal communication of new regulatory publications and related requirements from Basel, the UK and Chinese Regulators, including revisions to Basel 3.1.
- Coordination and impact assessments of new regulatory updates, as applicable to the Bank.
- Communication of regulatory developments to internal stakeholders and management.
- Active engagement with the TCM Change and Control function to deliver TCM system changes, arising from regulatory changes.
- Assist in delivery of core regulatory change initiatives.
- Engagement with industry bodies including AFME, ISDA, and UK Finance.
- Support to production of formal governance documents (including Pillar 3 Disclosures/ ICAAP/ILAAP/Recovery Plans/Solvent Wind Down Plans).
- Assessment and determination of the regulatory capital, liquidity, and large exposures implications of proposed new transactions in consultation with the department head.
- Ongoing review and challenge of all key data attributes and processes that support the calculation and reporting of the firm's capital, liquidity, and balance sheet position.
- Assist in the design and delivery of control improvements to TCM reporting processes (including embedding control frameworks and Business Operating Models).
- Ensure policy calls and interpretations are understood by the reporting team, implemented correctly, and documented appropriately.
- Ensure appropriate documentation of key policies and practices across the TCM space.
- Demonstrate review of key policy calls and memos on a periodic basis.
- Ensure adequate process documentation for key governance pack production processes and assumptions.
- Assist in the preparation of internal briefings, executive summaries, and presentations for Senior Management and Governance Committees.
- Engage with the front office, risk, and finance areas to understand the impact of new product and transactions for TCM.
- Provide the TCM reporting team with information to support capital planning, stress testing, and the formal budgeting processes.
- Provide stakeholders with analysis and commentary on changes in capital, funding, and liquidity positions.
- Provide information for inclusion in Annual Financial Statements, Pillar 3, and ICAAP/ILAAP documents for the year-end reporting cycle.
Role Requirements
- Qualified accountant, or working towards accounting qualifications.
- A background and technical interest in UK/EU Prudential Regulatory topics including Basel 3.1 and CRR/CRD, and a desire to build on this.
- Regulatory policy or reporting experience in an investment bank or other relevant experience e.g. consultancy/regulator background.
- Wholesale/investment banking product knowledge including derivatives and SFTs.
- Microsoft Office application knowledge (Excel, PowerPoint, Access) would be beneficial.
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