Company Name: Jas-One Securities Pvt Ltd
Company Description: National Stock Exchange card holders since 1995. We are not a listed company.
Position: Compliance Officer For National Stock Exchange.
Job Location: Turbhe, Pawane, New Mumbai
Responsibility:
- Excellent knowledge of NSE and SEBI rules and Regulations
- Prepare and submit required regulatory reports and fillings to SEBI & NSE in a timely & accurate manner.
- Liaise with regulatory bodies such as SEBI, RBI, and others for reporting and compliance requirements.
- Conduct regular compliance audits and risks assessments to identify potential vulnerabilities. Awareness of where possible regulatory breaches may occur.
- Coordinate with internal auditor and Statutory auditor for timely submissions to NSE and SEBI.
- Implement and manage an effective legal compliance program.
- Advise management on the company’s compliance with laws and regulations through detailed reports
- Regularly audit company procedures, practices, and documents to identify possible weaknesses or risks. understand the Arbitration related matters.
Requirements:
- NISM Series-III-A: Securities Intermediaries Compliance (Non-Fund) Examination Certification will be an added advantage.
- In-depth knowledge of SEBI regulations, financial markets, and trading operations.
- 2-3 years’ proven experience in a compliance officer role.
- Good knowledge of legal requirements and procedures.
- Brilliant oral and written communication skills.