Position Title: Vice President - Compliance
Reports to: Chief Compliance Officer
Location: Chennai
Organizational Overview: Our client’s mission is to provide efficient and reliable access to debt capital markets for institutions that impact low-income households. These include rural & urban microfinance institutions, retail NBFCs, and housing finance companies. They connect these institutions with capital markets and investors such as banks, insurance companies, and mutual funds through financial tools such as securitization, credit enhancement, and debt structuring.
Roles and Responsibilities:
- Identify and mitigate compliance risks.
- Implement regulatory directions in line with applicable norms, and conduct sufficient testing and reporting of results.
- Ensure timely implementation of applicable regulatory circular norms, compliance policy mandates, and preparation of MIS and other reports.
- Provide advisory support to management and other departments.
- Implement and enforce policies, processes, and procedures in line with regulatory and internal compliance requirements.
- Follow up and close Regulatory/Supervisory and internal audit findings within defined timelines.
- Work towards reducing compliance risk incidents and ensuring adherence to ethical standards and best industry practices.
Minimum Qualifications:
Minimum Experience:
- 8 to 15 years of experience in NBFC (highest priority) or Banking compliance functions.
- RBI Compliance, RBI Reporting, Regulatory Compliance experience is mandatory
Keywords:
#compliance, #regulatorycompliance, #nbfccompliance, #bankingcompliance, #compliancerisk #compliancepolicy