We are seeking a diligent and experienced Compliance Officer to ensure our operations and business transactions follow all relevant legal and internal rules. The ideal candidate will be well-versed in legal guidelines and corporate governance best practices. They will ensure our company adheres to legal standards and in-house policies.
Key Responsibilities:
• Develop and oversee control systems to prevent or deal with violations of legal guidelines and internal policies.
• Evaluate the efficiency of controls and improve them continuously.
• Revise procedures, reports, etc., periodically to identify hidden risks or non-conformity issues.
• Draft, modify, and implement company policies.
• Collaborate with corporate counsels and HR departments to monitor enforcement of standards and regulations.
• Assess the business’s future ventures to identify possible compliance risks.
• Review the work of colleagues when necessary to identify compliance issues and provide advice or training.
• Keep abreast of regulatory developments within or outside of the company as well as evolving best practices in compliance control.
• Prepare reports for senior management and external regulatory bodies as appropriate.
Qualifications:
• Bachelor’s degree in law, business administration, finance, or a related field.
• Proven experience as a Compliance Officer or Compliance Manager.
• In-depth knowledge of the industry’s standards and regulations.
• Excellent knowledge of reporting procedures and record-keeping.
• A business acumen partnered with a dedication to legality.
• Methodical and diligent with outstanding planning abilities.
• An analytical mind able to “see” the complexities of procedures and regulations.
• Excellent communication skills.
• Certified Compliance & Ethics Professional (CCEP) or similar certification is a plus.
Experience:
• Minimum 5 years of experience in a compliance role, preferably within the financial services industry.
• Experience in working within GIFT City or similar financial centers is highly desirable.
Skills:
• Strong understanding of regulatory requirements and compliance practices.
• Ability to work independently and as part of a team.
• Proficient in MS Office and compliance management software.
• Strong analytical and problem-solving skills.
• High ethical standards and integrity.
Working Conditions:
• This is a full-time position based in GIFT City.
• Occasional travel may be required for compliance training and regulatory meetings.